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sell securities

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  • Securities regulation in the United States — is the field of U.S. law that covers various aspects of transactions and other dealings with securities. It includes both Federal and state level regulation by purely governmental regulatory agencies, most notably the Federal level United States… …   Wikipedia

  • sell — [sel] vt. sold, selling [ME sellen < OE sellan, to give, offer, akin to Goth saljan, to offer (sacrifice): caus. formation in sense “to cause to take” < IE base * sel , to take, grasp > SALE, Gr helein, to take] 1. to give up, deliver,… …   English World dictionary

  • securities lending — also stock lending The outright transfer of securities against a promise to re transfer subsequently equivalent securities; the borrower transfers to the lender other securities or cash by way of collateral. Typically, the loan will be made to a… …   Law dictionary

  • Securities Exchange Act of 1934 — The Securities Exchange Act of 1934 is a law governing the secondary trading of securities (stocks, bonds, and debentures). The Act, 48 Stat. 881 (June 6, 1934), codified at usc|15|78a et seq., was a sweeping piece of legislation. The Act and… …   Wikipedia

  • sell — ▪ I. sell sell 1 [sel] verb sold PTandPP [səʊld ǁ soʊld] 1. [intransitive, transitive] COMMERCE to give someone property, assets, goods, services etc in return for money: • Chrysler plans to raise c …   Financial and business terms

  • sell short — verb 1. sell securities or commodities or foreign currency that is not actually owned by the seller, who hopes to cover (buy back) the sold items at a lower price and thus to earn a profit • Topics: ↑commerce, ↑commercialism, ↑mercantilism •… …   Useful english dictionary

  • Sell Side — The retail brokers and research departments that sell securities and make recommendations for brokerage firms customers. For example, a sell side analyst works for a brokerage firm and provides research to individual investors. This is the… …   Investment dictionary

  • Securities fraud — Securities fraud, also known as stock fraud and investment fraud, is a practice in which investors make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of the securities laws. [… …   Wikipedia

  • Securities research — An example of a bond. Securities analysts may carry out research on bonds, stocks and any other type of security. Securities research is a discipline within the financial services industry. Securities research professionals are known most… …   Wikipedia

  • Securities Act of 1933 — Congress enacted the Securities Act of 1933 (the 1933 Act, the Truth in Securities Act or the Federal Securities Act , USStat|48|74, enacted 1933 05 27, codified at usc|15|77a et seq. ), in the aftermath of the stock market crash of 1929 and… …   Wikipedia

  • Securities offering — A securities offering (or funding round or investment round) is a discrete round of investment, by which a business or other enterprise raises money to fund operations, expansion, a capital project, an acquisition, or some other business… …   Wikipedia

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